Most Popular Compliance Content
KYC: Gone But Not Forgotten
04/01/1999
On March 23, 1999, the federal bank regulatory agencies took the historic step of withdrawing the proposed Know Your Customer rule.
Early TIL Disclosures & ARM Loans
04/01/1999
Question: When and what kind of early TIL disclosure should we give when the loan is an ARM and we have given the customer the ARM program disclosures?
Oops! Y2K Snafu
04/01/1999
Just days after FDIC Chairman Donna Tanoue urged the industry to tell their success story for Y2K and build customers' confidence in the preparedness of banks, the FDIC dealt itself a blow.
Broker Compensation
03/01/1999
Maybe Kansas; Maybe Oz
Question & Answer
03/01/1999
Question: We've been keeping a log on all our customers, exempt or not, for cash transactions over $3,000.