Most Popular Compliance Content
Preparing SAR Narrative w/Multiple Accounts
05/26/2019
When preparing a SAR narrative, if the business account relationship contains multiples accounts (at least 8) and the suspicious activity was only detected on two, are we permitted place emphasis on those affected accounts and establish that none of the remaining accounts had flags or suspicious activity detected?
Placing ATM in Mall Location (No Branch in State)
05/26/2019
We have an opportunity to place one of our ATMs at a Mall location in Nebraska. Currently we do not have any branch locations in Nebraska. I was trying to find any information on whether or not that is acceptable. I don’t know if by regulatory prohibitions we are unable to place an ATM in Nebraska without a branch in Nebraska? I don’t know if limited service branch makes any differences either but I thought I would ask if it is a possibility. If you have any guidance on where I could find information about this topic I would appreciate it.
ATM Deposit Claim-Investigation Beyond 10 Days
05/26/2019
If a client makes a claim that the ATM did not deposit either cash or a check in the correct amount, however does not recall the amount of the cash or check, what should our bank do if the investigation goes beyond 10 business days when provisional credit would be owed?
Lending to MRBs
05/26/2019
Would HR 1595 provide protection when lending to MRBs?
Notification of Deceased Customers
05/20/2019
How are people finding out about customers who pass away if not notified by a family member?
