Vendor Guru Q&A - Compliance

Latest Compliance - Reg. GG Topics

Internet Gambling and Reg GG Policy

10/11/2020

Internet Gambling became legal in Colorado this year. Our bank is wondering how that affects our Reg GG Policy?

Signed Reg GG Disclosure - Entity or Account Specific?

08/27/2017

Is a Reg GG Disclosure that a customer signs meant to be entity specific or account specific? If Joe's Autos opens 4 accounts, do we need 4 Reg GG disclosures signed or will one work since the verbiage states "this entity does not engage in internet gambling.."?

Reg. GG: New Business Profile Sheet for New Acct.

08/13/2017

Is it required that existing business accounts have a new business profile sheet each time a new account is opened in regards to Regulation GG?

Reg GG Form On Non-Profit Organization?

05/18/2015

Is a Reg. GG form needed on a non-profit organization, that is not Inc., such as a 4-H club?

Loan Servicing and Monitoring Tasks

04/18/2021

After a loan has been processed, what does a loan servicing specialist do?

Basic steps for Reg E claims

04/18/2021

Must we go through the formalities of an investigation and document what we’ve done such as paying provisional credit on claims that were made timely?

Can a Trust Own a LLC?

04/18/2021

Can a Trust own a LLC? We have a LLC acct with it's own EIN in which the owners want to add their trust to. Both owners are co-trustees of the trust. Can we add it to the business account, and if so how would we style the roles and title?

FDIC Institution Directory

04/11/2021

What is the FDIC Institution Directory?

Aggravated ignorance

04/11/2021

Why can't we hold customers liable for carrying their PIN with their card?

Latest Compliance - Reg. GG Topics

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