Most Popular Compliance Content
SAR for Possible Structuring
09/05/2021
We filed a SAR for possible structuring. After the 90 days we found there to be no other cash transactions. Now it has been eight months and we suspect this same customer for structuring again. Do we file a new SAR or recurring from the one we previously filed eight months prior?
Requiring things in Reg E can be bad
09/05/2021
Can we refuse a claim if a customer doesn’t send us a form we require?
Internal raffles matter
08/29/2021
Can we do an internal raffle (selling tickets for a chance to win a prize) to benefit a non-profit organization?
BSA training for lenders? Really?
08/29/2021
Why do lenders have to attend BSA training?
Document Management for Loan Participations
08/29/2021
How do lead banks manage loan participation documentation?