Most Popular Compliance Content
BSA for the Board? What should be in the content?
09/05/2021
What is in the content of BSA for the Board?
SAR for Possible Structuring
09/05/2021
We filed a SAR for possible structuring. After the 90 days we found there to be no other cash transactions. Now it has been eight months and we suspect this same customer for structuring again. Do we file a new SAR or recurring from the one we previously filed eight months prior?
Reg E claim confirmation requirements
08/29/2021
Are we required to provide a confirmation letter when a dispute is received? Are we required to provide a confirmation letter if we determine there was fraud and the temporary credit is permanent?
Debiting provisional credit after Reg E claim closed
08/29/2021
If the bank has already closed out a dispute claim because the 90-day time frame was up and provisional credit was made final, the bank cannot take funds back if the merchant provides credit after that time?
Internal raffles matter
08/29/2021
Can we do an internal raffle (selling tickets for a chance to win a prize) to benefit a non-profit organization?