Most Popular Compliance Content
UTMA deposits
03/07/2021
If the custodian under the UTMA has his/her own deposit sent to the UTMA account (for example, direct deposit of a tax refund), should we return that deposit?
FDIC notices on Facebook
03/07/2021
Can you have an image (such as a Facebook Cover Photo) that says Checking on it. Do you need to have FDIC logo on the image? Or does a link to the website with disclosure work?
Specify what E-SIGN applies to
03/07/2021
Is it permissible to have an all inclusive statement in the E-SIGN consent disclosure for all electronic document types?
Board of Director and SARs
03/07/2021
If we see a Board Member changing $5, $10 and $20s for $100s on a regular basis should we alert our BSA officer?
Regulation Change on BSA?
03/07/2021
Has the BSA 31 CFR Title X Changed?
