Most Popular Compliance Content
KYC Finally Published
12/01/1998
The agencies have simultaneously published proposed Know Your Customer ("KYC") regulations for comment. The rules are not a one-size-fits-all approach.
Question & Answer
12/01/1998
Question: If a home equity line of credit will be in first lien position, do we have to give the servicing transfer notice to the customer?
Don't Fall for "PBI"s
11/01/1998
Bankers received a warning at ABA's Tenth Annual Money Laundering Enforcement seminar: watch out for PBIs.
Don't Let SAR Reporting Backfire
11/01/1998
Experts at the Tenth Annual Money Laundering Enforcement Seminar, sponsored by the American Bankers Association and the American Bar Association, discussed the status of cases involving the safe ha
More On the New Compliance World
11/01/1998
In Volume III, Number 12, we discussed elements of the joint agency report to Congress on simplifying the disclosure require