Most Popular Compliance Content
The Privacy Notice Saga Continues
01/01/2004
As with most laws and regulations, the privacy requirements laid down in Gramm-Leach-Bliley are no exception. No-one is thrilled with how the privacy process is going.
SAR Stuff
01/01/2004
Every so often, FinCEN publishes its SAR Activity Review (it's own SAR, so to speak.) This publication is increasingly full of interesting stuff, including SAR filing trends, how SARs have been us
FACTA and Recordkeeping
01/01/2004
One provision of FACTA requires timely destruction of consumer information from consumer reports. Look for regulations on record retention and destruction for consumer credit reports.
Who is responsible for determining if services were provided?
01/01/2004
For each of the next five questions, the following fact situation applies. The bank would like to pay a licensed mortgage broker a fee.
HUD Could Learn from FACTA
01/01/2004
It is old news that HUD wants to make major changes to the real estate settlement process.