Most Popular Compliance Content
Minor IRA Account Changes - Send Out Amendment?
02/23/2009
If there are few minor changes to an IRA account it necessary to mail out an amendment to our IRA customers or are we just getting unnecessary pressure from our suppliers to purchase a brochure?
CRA Public File - List for Branches
02/23/2009
I am trying to find a CRA public file checklist for branches. Where I can find a list of what needs to be included on a branch level?
CRA - Loan to Deposit Ratios
02/23/2009
What loan to deposit ratio would the regulators like to see with regards to CRA?
1099 Form to Reimbursed Customer?
02/23/2009
Do we have to send a 1099-MISC to a customer that got charged $250 at closing on a mortgage and then his or her checking account was reimbursed for the closing fee?
Independent Appraisal - Notice Still Applicable?
02/23/2009
We have an independent appraisal from another institution. Does the notice of right to receive a copy of an appraisal still apply?