Most Popular Compliance Content
Passbook Savings Account Withdrawal Limit
06/23/2008
Is it a compliance violation if a passbook savings account has more than six withdrawals a month?
Waive Wire Transfer Fee - Reg O Violation?
06/16/2008
Is it a violation of Reg O if the fee for a wire transfer is waived?
Certificate of Deposit Account Disclosures
06/16/2008
We currently send out full new account disclosures with our certificate of deposit maturity notices. Is this required? If not, is a disclosure required at any point during the renewal process or are we just required to disclose changes in the term?
Requesting Copy of Credit Report Pulled at Bank
06/16/2008
If a customer requests a copy of the credit report we pulled at the bank, can we give him one?
Advisory Director Liability
06/16/2008
How much liability do advisory directors have compared to the potential liability of directors?