Most Popular Compliance Content
CLE Credit for Compliance Courses
02/16/2004
I'm in product management but I am also a lawyer (so I am required to take continuing legal education courses). Are there qualifying CLE courses in compliance available? Who provides them? How do I sign up?
Writing Date on Flood Notice to Borrower
02/16/2004
Is it mandatory for the borrower to hand write the date of on the Notice to Borrower if they are located in a flood zone or can the date be typed?
Birthdates for Loan Applicants
02/16/2004
I read the response to the question titled <a href="http://www.bankersonline.com/compliance/gurus_cmp100603m.html">"CIP and Birthdate Info on Loan Apps"</a>, and I have a further question. Under 326 we are required to get DOB for all new accounts including loans. If we collect DOB on loans we may be in violation of Reg B. Which rule should we be following?
Impact of an Elevation Certificate
02/16/2004
If a borrower receives an elevation certificate from an surveyor that a property is not in a flood zone, is that sufficient to not require flood insurance?
FinCEN Advisories and OFAC Sanctioned Countries
02/16/2004
Do you have an updated list of the countries with FinCEN advisory warnings? Also, do you have a list of OFAC Sanctioned Countries? We have an OFAC Compliance program, but I would like to send a bulletin to all departments listing these countries.