Skip to content

SEC v. Sharp Capital (Janvey v. Fernandez)

Case URL: 

How is your institution's name and logo being used by third parties? If it's used in a way that appears to connote you have a different or larger role in a transaction than you actually have undertaken, you could find yourself the target of a lawsuit. Here's a case where individuals involved in a fraudulent investment scheme tried to hold the custodial bank liable.

Subject: 

Penalties View All

Banker Store View All

From training, policies, forms, and publications, to office products and occasional gifts, it’s available here:

Banker Store

hot right now

image description

Looking for effective, convenient training on a particular subject?

BOL Learning Connect offers more than 200 courses ON-DEMAND or on CD ROM from AML to Reg Z and every topic in between.

Search Courtwatch