Brannam v. Huntington Mortgage Company
Doc Prep Fee - The Huntington Case
The 6th Circuit Court of Appeals rejected the argument that only actual costs for preparing loan related documents may be charged. The Court ruled a document preparation fee is considered reasonable if it is for a service actually preformed and reasonable in comparison to the prevailing practices in the industry in the relevant market.
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$12,841.50
Park Bank pays Flood Act penalty
Issued by FDIC
$15,375
Fortifi Bank pays $15,375 flood insurance penalty
Issued by FDIC
$18,500
Wisconsin River Bank pays $18.5K flood penalty
Issued by FDIC
$16,750
Glacier Bank, Kalispell, MT
Issued by FDIC
$4,600
River Cities Bank pays $4,600 flood insurance penalty
Issued by FDIC
$12,000
Farmers Bank & Trust pays $12K flood penalty
Issued by FRB
$546,000
M&T Bank pays $546,000 in flood penalties
Issued by FRB
$24,500
Putnam County Bank pays flood penalty
Issued by FRB
$8,500
Virginia bank pays $8500 flood penalty
Issued by FRB
$129,108
East West Bank pays $129K flood insurance penalty
Issued by FRB
$193,105.50
The Federal Savings Bank pays $193K flood penalty
Issued by OCC
$382,500
USAA FSB pays $382,500 flood insurance penalty
Issued by OCC
$547,200
State Farm Bank FSB pays $547,200 for flood violations
Issued by OCC
$82,500
CIT Bank, NA, pays $82,500 flood penalty
Issued by OCC
$17,998,510
Citibank pays $18M in Flood Act penalties
Issued by OCC
$390,000,000
Capital One, NA, pays $390M for BSA violations
Issued by FinCEN
$60 million
Bitcoin 'mixer' fined $60M for multiple BSA violations
Issued by FinCEN
$450,000
Former U.S. Bank official gets CMP for BSA failings
Issued by FinCEN
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$15 million
UBS Financial paying $15M for AML failures
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$39,000
NJ bank director and BSA officer pay for BSA violations
Issued by OCC
$5,000,000
First Abu Dhabi Bank USA pays BSA/AML penalty
Issued by OCC
$100,000
Neighborhood National Bank pays $100K for BSA/AML failings
Issued by OCC
$50,000
OCC penalizes former U.S. Bank officer
Issued by OCC
$50,000
OCC bans and fines former Rabobank attorney
Issued by OCC
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$2,175,000
Omni Financial fined $2.175M for violations of Military Lending Act, EFTA and CFPA
Issued by CFPB
$653,347
Saudi bank settles with OFAC
Issued by OFAC
$4,750,000
Santander Consumer USA penalized for credit reporting violations
Issued by CFPB
$750,000
Remittance transfer provider settles with CFPB
Issued by CFPB
$10,000
California CFO fined $10K for faulty Call Report data
Issued by OCC
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