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#1091116 - 12/03/08 07:10 PM OCC Exam
Tocomply Offline
Platinum Poster
Joined: Nov 2004
Posts: 650
I am trying to locate the first day information request that is provided by the OCC when they do a compliance or safety/soundness exam. what do they call their first day letter and is it available on their website? I can't find it anywhere.

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General Discussion
#1091130 - 12/03/08 07:23 PM Re: OCC Exam Tocomply
califgirl Offline
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califgirl
Joined: Mar 2002
Posts: 2,355
The O.C., California
It's not on the website. The examiner in charge will generally send it to your CEO or other designated senior officer a couple of weeks before the exam starts.

Can you look back in the bank's files to the last exam? Maybe someone kept a copy of the last one. They usually don't change much.
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#1091135 - 12/03/08 07:27 PM Re: OCC Exam califgirl
Tocomply Offline
Platinum Poster
Joined: Nov 2004
Posts: 650
No. They are not our regulator yet. Just trying to get a jump start just in case things change.

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#1107261 - 01/08/09 08:03 AM Re: OCC Exam Tocomply
Dazed and Confused Offline
Gold Star
Dazed and Confused
Joined: Feb 2006
Posts: 250
Big XII South
Hope I'm not too late ... check out page 55 (Appendix B) on the website link below ...

http://occ.gov/handbook/cbsh2003appendixes.pdf

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