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#1111898 - 01/15/09 08:08 PM Reg. R- OCC Banks
Anonymous
Unregistered

Can anyone tell me how they are complying with this bulletin?
http://www.occ.treas.gov/ftp/bulletin/2007-42.html

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#1111947 - 01/15/09 08:57 PM Re: Reg. R- OCC Banks Anonymous
BrendaC Offline
Power Poster
BrendaC
Joined: Sep 2001
Posts: 6,029
Sweet Home AL
We're not an OCC bank, but we amended our procedures for customer referrals to our broker-dealer by bank employees and revised our policy. Most of the other issues did not affect our procedures.
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