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#1364744 - 03/26/10 04:07 PM Acknowledgement of BSA Training
ACBbank Offline
Power Poster
ACBbank
Joined: Jul 2006
Posts: 4,159
New York City
I am reviewing all of our forms and I was wondering if any one would be willing to provide a copy of the form they have new employees sign after their initial BSA training?

You can PM it to me if you don't want to post it publicly.

Thanks in advance.
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"100 victories in 100 battles isnt the most skillful. Subduing the other's military w/o battle is the most skillful." Sun-Tzu

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#1364932 - 03/26/10 06:21 PM Re: Acknowledgement of BSA Training ACBbank
WonderWoman Offline
Diamond Poster
WonderWoman
Joined: Mar 2007
Posts: 2,108
gone fishin'
I just have them sign the front page of the powerpoint & enter everyone's date of training on a spreadsheet.

the powerpoint's first slide states:

"The Fine Print

It is the policy of the Bank that all requirements of the Bank Secrecy Act are to be complied with. Willful failure to do so will result in immediate suspension, without pay, or termination.

Employees who observe incidents of suspected violations, or failure to report transactions involving customers or fellow employees, are obligated to report such incidents to Risk Management or the Bank Secrecy Act (BSA) Officer. If the employee does not do so, they could be subject to disciplinary action, up to and including termination, and criminal prosecution.

No employee shall be disciplined for properly reporting suspicious activity."

so everyone who signs - acknowledges our policy. smile
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My opinions are my own, and not that of my employer.

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#1365498 - 03/29/10 05:21 PM Re: Acknowledgement of BSA Training WonderWoman
Georgia Plum
Unregistered

I have a sign in sheet with Name of Training and Date of Training. Each person signs in and then I attach the training materials to it.

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#1365583 - 03/29/10 06:07 PM Re: Acknowledgement of BSA Training
AuditorK Offline
Platinum Poster
Joined: Feb 2003
Posts: 962
PA
Originally Posted By: Georgia Plum
I have a sign in sheet with Name of Training and Date of Training. Each person signs in and then I attach the training materials to it.


Same here.

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#1365753 - 03/29/10 08:29 PM Re: Acknowledgement of BSA Training AuditorK
cbinder63 Offline

Platinum Poster
cbinder63
Joined: Dec 2001
Posts: 674
Colorado
Training sheet for sign in. Attach to training materials.
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Opinions expressed are my own.

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#1365786 - 03/29/10 08:54 PM Re: Acknowledgement of BSA Training cbinder63
ACBbank Offline
Power Poster
ACBbank
Joined: Jul 2006
Posts: 4,159
New York City
The majority has it. Thanks for the input.
_________________________
"100 victories in 100 battles isnt the most skillful. Subduing the other's military w/o battle is the most skillful." Sun-Tzu

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#1365812 - 03/29/10 09:15 PM Re: Acknowledgement of BSA Training ACBbank
SunnyFL, CRCM Offline
100 Club
Joined: Sep 2004
Posts: 205
FL
I agree with the others (sign-in sheet and copy of materials covered) but make certain your sign-in sheet agrees with all that are required to attend. Examiners/auditors have compared it to our telephone roster and we have had to explain any discrepancies. Missed one who was on vacation during annual reg training (usually have a make-up)and it was mentioned on the exit. Just check and double check.

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