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#1400970 - 06/08/10 09:26 PM 314 (a) Searches
dg Offline
Platinum Poster
Joined: Jan 2005
Posts: 811
Pacific NW
How long is anyone else keeping documentaiton of your 314 (a) searches? I read it is recommended to retain for sufficient audit trail, but no defined time.

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BSA/AML/CIP/OFAC Forum
#1400993 - 06/08/10 09:56 PM Re: 314 (a) Searches dg
Dallas Fan Offline
100 Club
Joined: Feb 2008
Posts: 219
RIC
Most BSA retention periods are 5 years. Although it's not listed in the 2007 BSA Exam manual thats what I am going with for 314a too.

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#1401024 - 06/08/10 11:38 PM Re: 314 (a) Searches Dallas Fan
DebL Offline
Gold Star
Joined: Jan 2007
Posts: 314
CA
Ditto WR....
_________________________
Of all the things I've lost, I miss my mind the most.

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#1401062 - 06/09/10 12:24 PM Re: 314 (a) Searches DebL
ComplianceGurl, CRCM Offline
Platinum Poster
Joined: Jul 2007
Posts: 500
Same here.

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#1401498 - 06/09/10 07:36 PM Re: 314 (a) Searches ComplianceGurl, CRCM
nemsi Offline
Gold Star
Joined: Nov 2005
Posts: 383
Ditto.

Was there a list sent out yesterday?

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#1401577 - 06/09/10 08:46 PM Re: 314 (a) Searches nemsi
newbietoo Offline
100 Club
Joined: Aug 2009
Posts: 201
Same here - 5 years.

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#1401636 - 06/09/10 09:43 PM Re: 314 (a) Searches newbietoo
Victor Viz Offline
New Poster
Victor Viz
Joined: Jun 2010
Posts: 5
New York City
Five years here too...

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