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#1432391 - 08/20/10 08:27 PM Loan Audit Check-Off Sheet
Its Just Me Offline
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Joined: Jan 2010
Posts: 73
Midwest
Does anyone have a check-off list that they use to audit loans? I'll be conducting my first audit in the lending area in a few months and am interested in any tools that you can provide that might help me out.

Thanks!

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Audit
#1432481 - 08/20/10 10:48 PM Re: Loan Audit Check-Off Sheet Its Just Me
rlcarey Online
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rlcarey
Joined: Jul 2001
Posts: 79,227
Galveston, TX
What type of audit? Compliance, safety and soundness, etc.
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#1432597 - 08/23/10 12:58 PM Re: Loan Audit Check-Off Sheet rlcarey
Its Just Me Offline
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Joined: Jan 2010
Posts: 73
Midwest
Anything you have would be greatly appreciated. My focus will be geared toward safety and soundness but we could use compliance check-off lists as well.

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#1439602 - 09/07/10 06:40 PM Re: Loan Audit Check-Off Sheet Its Just Me
BjK Offline
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BjK
Joined: Mar 2003
Posts: 151
Mid USA
I'd also be interested in loan compliance audit checklists.

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#1441208 - 09/10/10 01:30 PM Re: Loan Audit Check-Off Sheet BjK
Its Just Me Offline
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Joined: Jan 2010
Posts: 73
Midwest
No one has shared any checkoff lists with me yet. If you have something that you are willing to share DBrk and I would apprecaite it.

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#1441741 - 09/11/10 02:21 AM Re: Loan Audit Check-Off Sheet Its Just Me
rlcarey Online
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rlcarey
Joined: Jul 2001
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Galveston, TX
Well, if you are auditing, check off lists really don't do to much in this complex world. Detailed audit programs are used by most auditors. I would start with your own regulators audit programs that are available on-line (as that is the measuring stick) and work up from there.
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#1444857 - 09/17/10 05:35 PM Re: Loan Audit Check-Off Sheet rlcarey
Andy_Z Offline
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I like to use what my examiners use. If you're looking for QC checklists, they are often best when "home grown." As Randy says, these are complex and depend on what you offer, your workflow, and how detailed you want to get.

You may find some help in the BOL Tools, http://www.bankersonline.com/tools/tools.html#audit .
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