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#1445558 - 09/20/10 08:20 PM Checklist for new products or services
crazylady Offline
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Joined: Sep 2009
Posts: 108
Does anyone have a sample checklist of compliance issues that should be taken into consideration when devloping a new product or service?

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#1445906 - 09/21/10 04:48 PM Re: Checklist for new products or services crazylady
wood2 Offline
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Joined: Apr 2010
Posts: 12
Crazylady,
Did you get a response to this? I am looking for a checklist for CDs and MMDA on-line offerings.
Thanks:)

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#1445908 - 09/21/10 04:48 PM Re: Checklist for new products or services wood2
crazylady Offline
100 Club
Joined: Sep 2009
Posts: 108
No I haven't gotten a response yet.
I guess no one has one or is not willing to share.

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#1446107 - 09/21/10 07:22 PM Re: Checklist for new products or services crazylady
Black & Gold Offline
Junior Member
Black & Gold
Joined: Aug 2008
Posts: 35
Dark Side of the Moon
Our bank has a written procedure and New Product/Service worksheet that has recently been implemented. It doesn't focus specifically on what compliance issues should be taken into consideration, but gives an overview of what the process is for development. Send me a PM if you're interested.
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"Who would have thought that the thing that would save this company would be work. And pancakes." - Michael Scott-The Office

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#1447997 - 09/24/10 03:41 PM Re: Checklist for new products or services Black & Gold
Rocky P Online
Power Poster
Joined: Jun 2003
Posts: 7,423
Florida
The OCC has a good one for "Risk Management of New, Expanded,or Modified Bank Products and Services" It's Bulletin 2004-20, and provides a good resource including analysis, exit, etc.
http://www.occ.treas.gov/ftp/bulletin/2004-20.doc
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