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#1508248 - 02/10/11 07:50 PM Non-Profit Risk Mitigation Form?
Princess of Power Offline
Gold Star
Princess of Power
Joined: Aug 2002
Posts: 406
Napa, CA
Does anyone have a risk mitigation form that they use (and are willing to share) in conjunction with opening depository accounts for non-profits that would encompass the bullet points outlined in the FFIEC BSA/AML Exam Manual 9pg 320-321) that our new accounts & relationship managers could use when opening such accounts.

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#1508309 - 02/10/11 08:26 PM Re: Non-Profit Risk Mitigation Form? Princess of Power
WonderWoman Offline
Diamond Poster
Joined: Mar 2007
Posts: 2,108
gone fishin'
We consider our NGO base low-risk and follow our normal risk assessment procedures.

Depending on their final risk rating (based on products/services/etc) - depends on any EDD conducted.

I'll shoot you a PM
My opinions are my own, and not that of my employer.

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