Skip to content
BOL Conferences Top Gun 23
Thread Options
#1506779 - 02/08/11 07:43 PM ACH Audit
wblewis935 Offline
Joined: Feb 2011
Posts: 53
I just recently stepped into my first auditing position. My next audit I am working on is the bank's ACH audit. I have been reading the ACH Rules and Guidelines book, but still have a question that you all may be able to help me with.

What kind of a sample of the ACH transactions should I be using? 50%, 75%, 100%, etc.? Like I said, this is the first one that I have done, and am not sure on some things, so any other tips you might have would be greatly appreciated. Thank you!

Return to Top
#1506850 - 02/08/11 08:43 PM Re: ACH Audit wblewis935
Al Miller Offline
Diamond Poster
Al Miller
Joined: Oct 2000
Posts: 2,416
Pleasanton CA USA
There is also something called the ACH Self-Audit Workbook as annual self audits are required. Apparently it is not avaliable at this time of year from WesPay (the Western Payments Alliance) but check with your ACH processor to see if they have one available.

Al Miller, CRCM
Opinions expressed are my own and not necessarily shared by my employer.

Return to Top
#1515569 - 02/28/11 08:17 PM Re: ACH Audit Al Miller
wblewis935 Offline
Joined: Feb 2011
Posts: 53
Great! Thank you Al. I just got mine in today and am looking it over. I know this will be a great help! Again, thank you!

Return to Top
#1515739 - 03/01/11 12:58 PM Re: ACH Audit wblewis935
CEK Offline
Junior Member
Joined: Jul 2009
Posts: 34
Hey wblewis935, Have you heard of Here is a list of ACH resources you can tap into....

You may have to sign up to gain access but it is a great resource. I used it when I was with the FED. Of course, if you have money in the old budget NACHA is the place for all the answers:
FICSAS is a Sponsor of BOL

Contact me as follows:
Phone: 770-403-3095

Return to Top

Moderator:  Andy_Z