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#1516823 - 03/03/11 02:01 PM Internal Audit Policy
YaYa Offline
Junior Member
Joined: May 2008
Posts: 48
Would anyone be willing to share a copy of their Internal Audit Policy? I have one but I need to conduct a comparison quick. Mine contains a few things that are being questioned by management.

Or does anyone know where I can obtain a sample policy?

Thanks so much!

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#1518918 - 03/08/11 07:49 PM Re: Internal Audit Policy YaYa
Black & Gold Offline
Junior Member
Black & Gold
Joined: Aug 2008
Posts: 35
Dark Side of the Moon
Google "Internal Audit Policy" or "Internal Audit Policy Expamples" or some other variations - you'll find examples galore. Universities and colleges post their policies online. Also be sure to compare your Policy to the IIA Standards to make sure you're aligned with the Standards.
"Who would have thought that the thing that would save this company would be work. And pancakes." - Michael Scott-The Office

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#1520904 - 03/11/11 08:10 PM Re: Internal Audit Policy Black & Gold
COMPLIcated Offline
Diamond Poster
Joined: Mar 2003
Posts: 1,035
Ours is primarily based off of our state's banking code requirements for internal controls.

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#1528624 - 03/30/11 11:57 AM Re: Internal Audit Policy COMPLIcated
CEK Offline
Junior Member
Joined: Jul 2009
Posts: 34
Hey Ya Ya, check out this url:

It is an examiners training site hosted by the FRB St. Louis. It covers: Internal and External Auditing - Key Concepts, Red Flags and Resources such as the IIA.

It should give you the basis for checking your policy against what the regulators will be looking for when the kiddy bus pulls up to your institution.
FICSAS is a Sponsor of BOL

Contact me as follows:
Phone: 770-403-3095

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