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#1562090 - 06/08/11 04:54 PM ACH Orginator Audit
Cajungal Offline
Junior Member
Joined: May 2011
Posts: 25
I was asked by management to establish procedures for an audit of ACH Orginators. I'm not sure where to start. Has anyone done this before? Any help would be greatly appeciated.

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#1562107 - 06/08/11 05:09 PM Re: ACH Orginator Audit Cajungal
Hobbes Offline
100 Club
Joined: Sep 2007
Posts: 126
On a sled
I use the audit workbook available from NACHA - see

There is a section in there regarding ODFI and the requirements of originators.

I would also look at the 2011 NACHA Operating Rules & Guidelines for guidance. Most of the audit steps in the audit workbook reference the section of the guidelines that applies to that step.
There's never enough time to do all the nothing you want.

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#1562484 - 06/08/11 09:29 PM Re: ACH Orginator Audit Cajungal
osucpa Offline
Diamond Poster
Joined: May 2011
Posts: 1,402
Start with the previous ACH audit and determine what was performed. Then go purchase the NACHA Audit book.

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