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#1562090 - 06/08/11 04:54 PM ACH Orginator Audit
Cajungal Offline
Junior Member
Cajungal
Joined: May 2011
Posts: 25
Louisiana
I was asked by management to establish procedures for an audit of ACH Orginators. I'm not sure where to start. Has anyone done this before? Any help would be greatly appeciated.

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Audit
#1562107 - 06/08/11 05:09 PM Re: ACH Orginator Audit Cajungal
Hobbes Offline
100 Club
Hobbes
Joined: Sep 2007
Posts: 126
On a sled
I use the audit workbook available from NACHA - see

https://www.nacha.org/member-apps/index.cfm?action=store.main

There is a section in there regarding ODFI and the requirements of originators.

I would also look at the 2011 NACHA Operating Rules & Guidelines for guidance. Most of the audit steps in the audit workbook reference the section of the guidelines that applies to that step.
_________________________
There's never enough time to do all the nothing you want.

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#1562484 - 06/08/11 09:29 PM Re: ACH Orginator Audit Cajungal
osucpa Offline
Diamond Poster
Joined: May 2011
Posts: 1,400
Start with the previous ACH audit and determine what was performed. Then go purchase the NACHA Audit book.

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