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#1563502 - 06/10/11 05:10 PM Law Enforcement request for employee interviews
complyorelse Offline
Gold Star
Joined: Nov 2007
Posts: 448
U.S.
We had a request from federal law enforcement for supporting documents (which we provided) and then received a seizure warrant based on a SAR we filed. The property was seized and we heard nothing more. Several months later the law enforcement agency is requesting interviews with employees (employee emails were included in supporting documents) who conducted the transactions we reported.

We haven't received any type of subpoena and it doesn't appear that the seizure warrants (from several months ago) cover any type of account information to be disclosed outside of the warrant items. Are we to require a subpoena of some sort? This is a complex situation as our employees aren't even aware a SAR was filed and I'm quite concerned with RFPA issues.

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#1563820 - 06/10/11 11:27 PM Re: Law Enforcement request for employee interviews complyorelse
MagicCity Offline

Power Poster
MagicCity
Joined: Apr 2003
Posts: 3,003
Fort Lauderdale, Florida
I would contact legal counsel on this.

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