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#1614977 - 10/12/11 08:20 PM SARs, Subpoeanas and Letters from the DOT
Bee Cee Offline
Member
Joined: Oct 2010
Posts: 97
Recently I received a letter from the DOT, Criminal Investigation Unit for backup documentation on a SAR filed in March 2010. Is it OK to respond to this letter or should I have them formalize their request in the form of a subpoena? Thanks.

“Chance favors only the mind that is prepared”. Louis Pasteur

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BSA/AML/CIP/OFAC Forum
#1615005 - 10/12/11 08:58 PM Re: SARs, Subpoeanas and Letters from the DOT Bee Cee
ACBbank Offline
Power Poster
ACBbank
Joined: Jul 2006
Posts: 4,348
New York City
Law enforcement does not to present a subpoena for SAR supporting documentation. As long as you veify that the request is proper, you're covered.
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"100 victories in 100 battles isnt the most skillful. Subduing the other's military w/o battle is the most skillful." Sun-Tzu

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