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#1621118 - 10/27/11 07:14 PM BSA/ AML Compliance Audit
sgm Offline
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Posts: 11
Does anyone have any good workpapers to complete a full BSA/AML Compliance Audit? We have been asked to "beef" our internal BSA Audits up by including an audit based on the FFIEC Manual - including all products / services by type - looking for a start to tackle this project....

THANKS!

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#1621238 - 10/28/11 12:58 PM Re: BSA/ AML Compliance Audit sgm
E.E.G.B Offline
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the sandy shore
The exam procedures are probably the easiest thing to use.
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#1621249 - 10/28/11 01:16 PM Re: BSA/ AML Compliance Audit E.E.G.B
Kathleen O. Blanchard Offline

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That's what audit firms do..use the manual!
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#1621470 - 10/28/11 03:51 PM Re: BSA/ AML Compliance Audit Kathleen O. Blanchard
dickr Offline
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Middlesex Cty NJ
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#1623515 - 11/02/11 05:11 PM Re: BSA/ AML Compliance Audit E.E.G.B
sgm Offline
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Joined: May 2009
Posts: 11
We have been using the FFIEC Manual, but were looking for an actual worksheet to complile the data and utilize as our work-papers.

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#1623676 - 11/02/11 07:38 PM Re: BSA/ AML Compliance Audit sgm
J2C Offline
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Joined: May 2004
Posts: 1,475
Big Brother knows and that's a...
we just used our internal audit program format and added everything from FFIEC
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