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#1748215 - 10/10/12 07:07 PM Compliance Program
sturner Offline
100 Club
Joined: May 2010
Posts: 103
Arkansas
Does anyone have a written compliance program for their institution? We are in the process of getting ours written into a program, so I was going to see if anyone would be willing to share theirs. I know our will be nothing like anyone elses, but I wanted to get a feel for the topics included as well as the layout, etc.

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Operations Compliance
#1748363 - 10/11/12 01:23 PM Re: Compliance Program sturner
Banker Offline
100 Club
Joined: Oct 2007
Posts: 128
Southeastern US
I have something that I drafted last year. It is still a work in progress. I didn't really know where to start either but I took a stab at it. I can send you what I have if you would like to see it. We did have a Compliance exam in the Spring and no complaints on the program. I am not sure of your Bank's size or complexity but we are only around $150 mil and 2 branches. If you send me a pm with your email address I will send you what I have.

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#1748597 - 10/11/12 06:30 PM Re: Compliance Program sturner
sturner Offline
100 Club
Joined: May 2010
Posts: 103
Arkansas
i just pm'd you. Thanks!

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#1749281 - 10/15/12 04:59 PM Re: Compliance Program sturner
Retired DQ Offline
10K Club
Retired DQ
Joined: Dec 2002
Posts: 40,766
Turnpike Exit 10
PM me your email address. smile
_________________________
Get your facts first, then you can distort them as you please. - Mark Twain

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#1749363 - 10/15/12 07:41 PM Re: Compliance Program sturner
sturner Offline
100 Club
Joined: May 2010
Posts: 103
Arkansas
Thanks DeeQ...i just PM'd you.

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