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#1754114 - 11/01/12 02:29 AM mandatory audits
jfredo Offline
Member
Joined: Dec 2011
Posts: 67
I'm new to the Audit area and I was just wondering if there is a mandatory list of internal control audits the bank must complete annually?

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Audit
#1754151 - 11/01/12 01:56 PM Re: mandatory audits jfredo
Hobbes Offline
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Hobbes
Joined: Sep 2007
Posts: 126
On a sled
BSA, ACH, Safe Act are required annual audits.
_________________________
There's never enough time to do all the nothing you want.

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#1754177 - 11/01/12 02:47 PM Re: mandatory audits jfredo
jfredo Offline
Member
Joined: Dec 2011
Posts: 67
Thank you.

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#1754178 - 11/01/12 02:49 PM Re: mandatory audits jfredo
A_G Offline
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Joined: Jul 2004
Posts: 18,989
Also, any audits that might be required under your state laws.
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With the lights out, it's less dangerous.

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#1754910 - 11/05/12 01:27 PM Re: mandatory audits jfredo
Banker Offline
100 Club
Joined: Oct 2007
Posts: 128
Southeastern US
An examiner just informed me that Identity Theft Red Flags audit is required by NACHA. I haven't done the research myself on that one, though.

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