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#1778973 - 01/23/13 04:21 PM Compliance Officer Qualifications
Rocky P Online
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Joined: Jun 2003
Posts: 7,656
Florida
Received from a friend.

A number of Compliance Officer job postings appear every week. In keeping with fair advertising principals, and in light of the requirements of Dodd-Frank Act rules, some of the posters may want to expand the qualifications listed for a Compliance Officer position. Please consider the following qualifications for a Compliance Officer position under the new rules:

1. Leaps over large buildings in a single bound.

2. Talks to God (or at least talks to those at the CFPB who think they are God).

3. Has ESP so that clients do not have to read his/her lips, and can understand what clients are doing despite the fact that they do not reveal all they are planning.

4. Has mastered the Vulcan Mind Meld to instantaneously absorb all the nuances of the Seven Deadly Rulemakings from CFPB.

5. Knows which clients are naughty or nice.

6. Computer Whisperer.

7. Is licensed to practice law in all states and territories to be able to provide legal advice when clients think that consultations are not enough.

8. Is willing to accept a salary that is less than what the President makes.

9. Needs less than 4 hours of sleep per night (the job candidate would not be able to sleep anyway given the changes to CFPB rules and the time needed to read thousands of pages)

10. Has won a Pulitzer Prize or the Nobel Peace Prize for literature so that manuals and instructions will make sense.

11. Was a compliance officer and a loan officer since childhood so that he/she has sufficient experience in the industry to understand what customers do for a living.

12. Is an orphan with no siblings, spouse, or children so that there are no competing responsibilities.

13. Has no emotions so that screaming clients have no effect on performance.

14. Believes that puppy dogs, brain dead fur balls, and LO's who spend too much time in a gym and cannot complete a GFE to save their lives, are cute and need nurturing and hand holding.

15. Able to decipher legalese and legislative mumble-jumble and mind read which part of the conflicting definitions in the regulations the examiners will chose during the next exam.

16. Recognizes that with Dodd-Frank all measure of common-sense has definitely left the building with Elvis and that politicians, who obviously do not have a clue about lending, are now implementing the rules.

17. Must possess a strong ability to make sure the powers to be understand the time and cost involved with trying to maintain compliance is absolutely necessary to continue lending and transacting business, and that new systems and partners will add to that investment.

18. Willing to take full and unadulterated responsibility for everything that anyone in the bank does or doesn’t do.

Did I leave anything out?

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#1778976 - 01/23/13 04:23 PM Re: Compliance Officer Qualifications Rocky P
raitchjay Online
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OK
I think #18 says it all.
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#1778986 - 01/23/13 04:38 PM Re: Compliance Officer Qualifications Rocky P
Dani York, CRCM Offline
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Dani York, CRCM
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TN
You forgot:

"Any and all other responsibilties as assigned by management"
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#1778989 - 01/23/13 04:42 PM Re: Compliance Officer Qualifications Rocky P
mtngrrl Offline
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Posts: 500
Northern California
Judging the annual Halloween Contest, including traveling across two counties to view all branch decorations. And still getting your work done.
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#1779024 - 01/23/13 05:26 PM Re: Compliance Officer Qualifications Rocky P
Retired DQ Offline
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Turnpike Exit 10
::like:: smile
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#1779078 - 01/23/13 06:27 PM Re: Compliance Officer Qualifications Rocky P
Bankbb1, PITA Offline
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Bankbb1, PITA
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Posts: 38
The Sovereign State Of Oklahom...
Here there was only one.....
Be absent when they voted on who should be Compliance Officer. smile
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#1779138 - 01/23/13 07:23 PM Re: Compliance Officer Qualifications Rocky P
GuitarDude Offline
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So Cal
Also:

Have the patience to not go Christian Bale on an examiner when they apply "the spirit of the regulation" to determine if a customer could possibly have slightly been a wee-bit harmed, then turn around and slam you for violating a meaningless technical requirement that has absolutely no effect on the customer.
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#1779139 - 01/23/13 07:25 PM Re: Compliance Officer Qualifications Rocky P
Big Dog Offline
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Kennel

Must possess the self restraint to not cram the entire DF legislation and all other regs (printed) down the throat of the little s#!t down that hall that claims you do nothing all day.
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#1779172 - 01/23/13 08:00 PM Re: Compliance Officer Qualifications Rocky P
basilring Offline
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Joined: Mar 2012
Posts: 305
Spartan Country!
We are supposed to have qualifications??!!!! :-)

How about no matter what we are put through, we still show up at 8am the next morning...
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#1779200 - 01/23/13 08:48 PM Re: Compliance Officer Qualifications Dani York, CRCM
HRH Okie Banker Offline
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Oklahoma
Originally Posted By: Dani York, CRCM
You forgot:

"Any and all other responsibilties as assigned by management on a permanent or temporary basis"


Fixed
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#1779311 - 01/24/13 12:05 AM Re: Compliance Officer Qualifications GuitarDude
bOaty Offline
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Chillin an grillin
Originally Posted By: GuitarDude
Also:

Have the patience to not go Christian Bale on an examiner when they apply "the spirit of the regulation" to determine if a customer could possibly have slightly been a wee-bit harmed, then turn around and slam you for violating a meaningless technical requirement that has absolutely no effect on the customer.


That should be #1
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#1779319 - 01/24/13 01:44 AM Re: Compliance Officer Qualifications Rocky P
edAudit Offline
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edAudit
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You are here
Why, if you go cb on him he may learn somthing
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#1779328 - 01/24/13 02:47 AM Re: Compliance Officer Qualifications Rocky P
Sewanee, CRCM Offline
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Joined: Dec 2006
Posts: 435
TN
Where did you get a copy of my job description?
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#1779518 - 01/24/13 05:36 PM Re: Compliance Officer Qualifications Rocky P
Phoenix Offline
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Joined: May 2003
Posts: 832
southeast
so true - repeating what I wrote last June:

"The candidate needs to have the breadth of genius of Leonardo Da Vinci, with the legal acumen and diplomacy of Benjamin Franklin, and the writing ability of William Shakespeare."

it is truly an honor to be near so many outstanding contributors as are on these message boards!
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#1779545 - 01/24/13 06:24 PM Re: Compliance Officer Qualifications Rocky P
Purple Pride Offline
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Joined: Jan 2006
Posts: 78
Where I am supposed to be
<<<<compliance auditor

Rub some dirt on it and walk it off compliance officers smirk

::Ducks and runs super fast out of the thread::
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