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#18208 - 05/20/02 05:04 PM Third Party Business Relationships
banksconsultus Offline
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Joined: May 2002
Posts: 15
Los Angeles, California
Does the OCC or other Regulator have available an audit checklist for third party business relationships that banks enter into?

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#18209 - 05/20/02 06:30 PM Re: Third Party Business Relationships

Not an audit checklist per se, but very detailed guidance. Look at OCC Bulletin 2001-47, Third Party Relationships. Also, there is an excellent article about this subject, authored by Michelle Gordon, that will be coming out in the next issue of ABA Bank Compliance magazine.

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