Skip to content
BOL Conferences
Thread Options Tools
#18208 - 05/20/02 05:04 PM Third Party Business Relationships
banksconsultus Offline
New Poster
banksconsultus
Joined: May 2002
Posts: 15
Los Angeles, California
Does the OCC or other Regulator have available an audit checklist for third party business relationships that banks enter into?

Return to Top
General Discussion
#18209 - 05/20/02 06:30 PM Re: Third Party Business Relationships
Anonymous
Unregistered

Not an audit checklist per se, but very detailed guidance. Look at OCC Bulletin 2001-47, Third Party Relationships. Also, there is an excellent article about this subject, authored by Michelle Gordon, that will be coming out in the next issue of ABA Bank Compliance magazine.

Return to Top