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BSA/AML/CIP/OFAC Forum
High Risk Customers as per FFIEC
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#1836492
-
07/25/13
05:52 PM
High Risk Customers as per FFIEC
Calmeida12
100 Club
Joined:
Sep 2012
Posts: 249
Were the boat dealers, art dealers, auctioneers, etc removed from the latest FFIEC manual?
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BSA/AML/CIP/OFAC Forum
#1836499
-
07/25/13
05:58 PM
Re: High Risk Customers as per FFIEC
Calmeida12
rlcarey
10K Club
Joined:
Jul 2001
Posts: 83,371
Galveston, TX
What manual, the BSA/AML exam manual? Those terms are in neither the latest version - 2010 or the 2007 version
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#1836503
-
07/25/13
06:03 PM
Re: High Risk Customers as per FFIEC
Calmeida12
Calmeida12
100 Club
Joined:
Sep 2012
Posts: 249
Yes, I think. I'm almost positive that it was in the BSA/AML exam manual.
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#1836510
-
07/25/13
06:09 PM
Re: High Risk Customers as per FFIEC
Calmeida12
MagicCity
Power Poster
Joined:
Apr 2003
Posts: 3,003
Fort Lauderdale, Florida
I think that you may be referring to the old OCC list...?
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#1836538
-
07/25/13
06:45 PM
Re: High Risk Customers as per FFIEC
Calmeida12
NotDoneYet
Gold Star
Joined:
Jul 2010
Posts: 482
PA
Some of those you mentioned are on the list for ineligible businesses for exemption. (2010 p.92)
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#1836547
-
07/25/13
07:00 PM
Re: High Risk Customers as per FFIEC
Calmeida12
Dr.Ozya
Member
Joined:
Mar 2013
Posts: 87
Phila
Boat sales are still listed on Appendix D as financial institutions (requiring additional scrutiny), and auctioneers are ineligible businesses for Phase II.
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