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#1870519 - 11/13/13 03:36 AM Branch Audit Program
BankingNut Offline
Member
Joined: Apr 2010
Posts: 90
Does anyone have a branch audit program they are willing to share? I am looking for anything from cash counts to log checking.

I have put together a compliance checklist already.

smile

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#1870543 - 11/13/13 02:02 PM Re: Branch Audit Program BankingNut
osucpa Offline
Diamond Poster
Joined: May 2011
Posts: 1,406
Branch audits can be difficult since each bank covers different areas. Are you including safe deposit boxes and security procedures.

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#1870553 - 11/13/13 02:24 PM Re: Branch Audit Program BankingNut
BankingNut Offline
Member
Joined: Apr 2010
Posts: 90
I am trying to get something that is all encompassing to start with, then break it down as needed. We are a small bank so I only have two branches.

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#1870556 - 11/13/13 02:25 PM Re: Branch Audit Program BankingNut
rlcarey Offline
10K Club
rlcarey
Joined: Jul 2001
Posts: 83,363
Galveston, TX
If you are just looking for ideas, then there are some out on the internet - just google for it. For example, here is one:

http://assets.complianceexpert.com/fileserver/file/14467/filename/6-950-BLIF-20A-Form-20A.7.pdf
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#1870571 - 11/13/13 02:44 PM Re: Branch Audit Program BankingNut
BankingNut Offline
Member
Joined: Apr 2010
Posts: 90
That is very helpful, thank you rlcarey.

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