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#187124 - 05/05/04 05:26 PM External Compliance Audit
CSB98 Offline
Diamond Poster
Joined: Dec 2003
Posts: 1,268
Wisconsin
We are looking for a source for someone to come in and conduct a compliance audit. Any recommendations? Preferably someone in the state of Wisconsin

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#187125 - 05/05/04 06:26 PM Re: External Compliance Audit
chocolate Offline
100 Club
Joined: Mar 2004
Posts: 193
Wisconsin
We use Wipfli (wipfli.com). They are very easy to work with and are willing to take the time to work with us.

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#187126 - 05/05/04 07:35 PM Re: External Compliance Audit
CSB98 Offline
Diamond Poster
Joined: Dec 2003
Posts: 1,268
Wisconsin
That's one that I'll be contacting -- thanks for the suggestion. Any others? Senior management wants a list of possible auditors so that we don't have to rely on one company.

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#187127 - 05/05/04 07:44 PM Re: External Compliance Audit
chocolate Offline
100 Club
Joined: Mar 2004
Posts: 193
Wisconsin
We've also used Jefferson Wells International. Their main office is in Milwaukee. Again, very easy people to work with.

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#187128 - 05/10/04 08:57 PM Re: External Compliance Audit
mrenderman Offline
100 Club
mrenderman
Joined: May 2003
Posts: 123
Wisconsin
We use WIPFLI and Jeffersen Wells at this time.

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#187129 - 05/20/04 06:58 PM Re: External Compliance Audit
Kara S Offline
Platinum Poster
Joined: Oct 2002
Posts: 927
Milwaukee, WI
Jefferson Wells and Thomas Compliance.

I would highly recommend Thomas Compliance. They are located in Chicago and provide a wealth of knowledge.
Jack Fisher is the Director of Operations (1-800-934-REGS).
_________________________
My opinions are not to be construed as legal advice.

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#187130 - 05/20/04 07:58 PM Re: External Compliance Audit
CSB98 Offline
Diamond Poster
Joined: Dec 2003
Posts: 1,268
Wisconsin
Thanks everyone for the resources.

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#187131 - 07/13/05 07:01 PM Re: External Compliance Audit
Anonymous
Unregistered

You may also want to try RSM McGladrey. They have extensive compliance group and have someone based out of Minneapolis. You can contact Justin Robinson at 612-896-1824. We've been working with Justin for some time now.

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#187132 - 07/13/05 07:02 PM Re: External Compliance Audit
Anonymous
Unregistered

Whoops. the phone number is 612-869-1824.

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