Skip to content
BOL Conferences
Thread Options Tools
#1892707 - 01/31/14 07:52 PM Compliance Risk Assessment
Lu Offline
Platinum Poster
Joined: Apr 2002
Posts: 597
I am very desperate for a sample Compliance Risk Assessment. I had one but the examiners didn't like it. Of course they just talk in vague terms about how it needs to be done. I am a risk assessment dummy. Please, Please let me know if you are willing to share or even give me some guidance. Thanks
_________________________
"If you only laugh and enjoy life when your problems are all solved, you'll never enjoy life."

Return to Top
General Discussion
#1892711 - 01/31/14 07:56 PM Re: Compliance Risk Assessment Lu
NotDoneYet Offline
Gold Star
NotDoneYet
Joined: Jul 2010
Posts: 482
PA
Do you mean Appendix J in the Bank Secrecy Act/Anti-Money Laundering Exam Manual (FFIEC)?

Return to Top
#1892716 - 01/31/14 08:01 PM Re: Compliance Risk Assessment Lu
manimal Offline
Diamond Poster
manimal
Joined: Feb 2008
Posts: 2,207
Deleted
If you are looking for a compliance RA, see if this helps:

http://www.complianceweek.com/risk-assessment-checklists-templates/section/1913/

Or go to the BOL tools and look for "Risk Assessment Matrix"

http://www.bankersonline.com/tools/tools_compliance.html

Good luck!
_________________________
We're all here 'cause we've lost control.

Innerpartysystem

Return to Top