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#1894718 - 02/07/14 02:21 PM How Many People in Compliance Area???
Cedar Point Guy Offline
Platinum Poster
Cedar Point Guy
Joined: Nov 2009
Posts: 732
Cedar Point
Hi All,

I am looking for how many employees are in your compliance area? Does the number include the BSA Department or not???

I am a 700 million dollar bank and looking to get a feel for how many employees should be in the compliance area? Not including BSA. Or does anyone have any suggestions that can be used as a resource for this?

Thanks,
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#1906457 - 03/18/14 07:28 PM Re: How Many People in Compliance Area??? Cedar Point Guy
complylady Offline
Platinum Poster
complylady
Joined: Jul 2002
Posts: 614
Michigan
We are about $230 million and have 2 people in Compliance/CRA and 1 person that does BSA but has several other duties.

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#1915569 - 04/17/14 10:24 PM Re: How Many People in Compliance Area??? Cedar Point Guy
BSA Smitten Offline
Junior Member
Joined: Jul 2013
Posts: 41
Great Lakes
$250M bank 2 solely compliance, 3 bsa, 1 security/fraud
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"Water your own grass and keep it greener on your side" - Me

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#1926576 - 05/27/14 03:15 PM Re: How Many People in Compliance Area??? Cedar Point Guy
biz Offline
Diamond Poster
Joined: Nov 2005
Posts: 1,032
Midwest
$310 Bank 1 in compliance, cra, bsa, physical security, fair lending, reg o, manage internal audit, . . . and on and on. This is 1 person for all of these, not for each of these!

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#1965309 - 09/29/14 02:36 PM Re: How Many People in Compliance Area??? Cedar Point Guy
Kwaldie75 Offline
New Poster
Joined: Sep 2013
Posts: 13
$285 and growing rapidly, 1 Audit/Compliance/BSA Officer and 1 support person. Not enough!

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#1965906 - 09/30/14 10:25 PM Re: How Many People in Compliance Area??? Cedar Point Guy
rlcarey Offline
10K Club
rlcarey
Joined: Jul 2001
Posts: 80,325
Galveston, TX
Do a search, there are at least 100 such threads. Without a detailed comparison of risks presented at each bank and an analysis of how you define "compliance area" this is an exercise in futility.
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The opinions expressed here should not be construed to be those of my employer: PPDocs.com

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