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#1979694 - 11/28/14 03:36 PM Internal Control Questionnaire (ICQ)
rlane Offline
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Joined: Oct 2014
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I'm trying to avoid re-inventing the wheel. Does anyone have a basic internal audit ICQ Excel spreadsheet that they would be willing to share?
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R Lane
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#1979697 - 11/28/14 03:58 PM Re: Internal Control Questionnaire (ICQ) rlane
rlcarey Offline
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Galveston, TX
For which subject???
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#1980813 - 12/03/14 09:54 PM Re: Internal Control Questionnaire (ICQ) rlane
rlane Offline
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Joined: Oct 2014
Posts: 15
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Prepaids, Loans, Accounts Payable, and Wire Transfer to name a few.

I'm also interested in the Excel set up: names of columns, follow up column headers, etc.

Also, What do you use to track the recommendations and management's responses to them? Another spreadsheet of some sort? That would be helpful too.
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R Lane
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#1980838 - 12/03/14 10:17 PM Re: Internal Control Questionnaire (ICQ) rlane
rlcarey Offline
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Galveston, TX
Sounds like you need to find an audit software vendor to me.
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#1981407 - 12/05/14 08:53 PM Re: Internal Control Questionnaire (ICQ) rlane
rlane Offline
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Joined: Oct 2014
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OK
Any recommendations?
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#1981434 - 12/05/14 09:41 PM Re: Internal Control Questionnaire (ICQ) rlane
osucpa Offline
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It appears you might be new to the audit function. I have used ICQs for a number of years and do not use them anymore. They were canned from a vendor and did not fit our processes.

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#1981868 - 12/09/14 04:53 PM Re: Internal Control Questionnaire (ICQ) rlane
RR Jen Offline
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We do not use ICQs on internal audits any more either. We do in the first year with a new external audit firm. Each year they just ask for any changes.
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