Skip to content
BOL Conferences
Thread Options
#204204 - 06/24/04 08:34 PM Audit Policy
Anonymous
Unregistered

Would anyone share with me the length of their Audit Policy?

Return to Top
Audit
#204205 - 06/24/04 08:44 PM Re: Audit Policy
Bucko Offline
100 Club
Joined: May 2003
Posts: 127
Heartland
1 1/2 pages
_________________________
"Everything that irritates us about others can lead us to an understanding of ourselves." Carl Jung

Return to Top
#204206 - 06/25/04 01:23 PM Re: Audit Policy
Neytiri Offline
Platinum Poster
Neytiri
Joined: Jul 2002
Posts: 645
Pandora
9 pages

Return to Top
#204207 - 06/25/04 02:43 PM Re: Audit Policy
J2C Offline
Diamond Poster
Joined: May 2004
Posts: 1,475
Big Brother knows and that's a...
5 pages.
_________________________
My opinion is mine only- not my employer's!


Return to Top
#204208 - 06/25/04 03:46 PM Re: Audit Policy
HMS Pippii Offline
Diamond Poster
HMS Pippii
Joined: Apr 2003
Posts: 1,636
snorkeling in warm, clear wate...
2 pages for the policy plus a 21 page risk analysis - each area has its own page listing risk factors and notes from prior exams and audits, plus a cover page that lists risk ratings for each area showing changes in risk for each area over time
_________________________
CRCM|CAMS

Return to Top
#204209 - 06/29/04 03:05 PM Re: Audit Policy
Dollar Bill Offline
100 Club
Dollar Bill
Joined: Nov 2002
Posts: 107
Midwest
We actually have charters for the Internal Audit, Audit Committee and Compliance Department. Each of the charters are approximately two pages in length.

I also have a very detailed "Audit Policies and Procedures" that covers the audits. This document is approximately 30 pages.

Return to Top
#204210 - 07/27/04 08:31 PM Re: Audit Policy
bob charlton Offline
New Poster
Joined: Jul 2004
Posts: 5
1 & 1/2 page

Return to Top

Moderator:  Andy_Z