Skip to content
BOL Conferences
Learn More - Click Here!

Thread Options
#2084462 - 06/21/16 08:21 PM Copies of SARS to DFS
Trees Offline
Power Poster
Joined: Apr 2005
Posts: 4,013
We've sent copies of SARS for years to NYSBD and, now, DFS at their One State Street, NY, NY Address, Criminal Investigations Bureau. Recently someone asked which NYS law required that we send the DFS a separate copy. We couldn't find anything. Help!

Return to Top
#2084474 - 06/21/16 08:37 PM Re: Copies of SARS to DFS Trees
John Burnett Offline
10K Club
John Burnett
Joined: Oct 2000
Posts: 40,086
Cape Cod
I hate to suggest the obvious, but have you contacted DFS to ask them (1) whether you should be sending them; and (2) on what authority are you required to?
John S. Burnett
Fighting for Compliance since 1976
Bankers' Threads User #8

Return to Top
#2085828 - 06/29/16 01:07 PM Re: Copies of SARS to DFS Trees
ACBbank Offline
Power Poster
Joined: Jul 2006
Posts: 4,367
New York City
Tress - Unless specifically requested by the DFS, we don't mail them hard copy SARs. Follow John's advice.
"100 victories in 100 battles isnt the most skillful. Subduing the other's military w/o battle is the most skillful." Sun-Tzu

Return to Top
#2190476 - 08/24/18 02:12 PM Re: Copies of SARS to DFS Trees
praBSA Offline
Gold Star
Joined: Aug 2018
Posts: 348
Bump. I just took over a position at a small local bank here in NY. My predecessor was also mailing SAR filings over to DFS Criminal Investigations. Is this warranted via any particular statute?

Return to Top