Thread Options
#2135982 - 06/27/17 02:14 PM NBFI BSA/AML Program
Littlebug Offline
New Poster
Joined: Mar 2006
Posts: 24
I have a customer who is an NBFI (they lend funds to customers to purchase gas stations) and they do not have a BSA/AML Program and don't seem to know anything about it. I have an excerpt from FFIEC that I am going to share with them but does anyone have any excellent resources that I can share with our customer to show how to create this document and that they are required to provide it to us? I have been doing some of my own searching but nothing seems to be really good to me.

Return to Top
#2136005 - 06/27/17 03:18 PM Re: NBFI BSA/AML Program Littlebug
edAudit Offline
Power Poster
Joined: Jul 2008
Posts: 4,761
You are here
When their regulator does not like it they will come back to you. Give them the FFIEC stuff and let them run with it.
Opinions can be considered as coming from anywhere but my employer.


Return to Top

Moderator:  Andy_Z