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#2135982 - 06/27/17 02:14 PM NBFI BSA/AML Program
Littlebug Offline
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Joined: Mar 2006
Posts: 24
CT
I have a customer who is an NBFI (they lend funds to customers to purchase gas stations) and they do not have a BSA/AML Program and don't seem to know anything about it. I have an excerpt from FFIEC that I am going to share with them but does anyone have any excellent resources that I can share with our customer to show how to create this document and that they are required to provide it to us? I have been doing some of my own searching but nothing seems to be really good to me.

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#2136005 - 06/27/17 03:18 PM Re: NBFI BSA/AML Program Littlebug
edAudit Offline
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edAudit
Joined: Jul 2008
Posts: 4,761
You are here
When their regulator does not like it they will come back to you. Give them the FFIEC stuff and let them run with it.
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