Skip to content
BOL Conferences
Forums · Active Threads · Forum Rules · Mark All Read · Log In
BankersOnline.com Forums Banker Forums BSA/AML/CIP/OFAC Forum How to file a CTR if a customer is a DBA.
Thread Options
#2139615 - 07/26/17 06:39 PM How to file a CTR if a customer is a DBA.
Jayhawker Offline
Member
Jayhawker
Joined: Oct 2004
Posts: 93
If the customer you are completing a CTR on is a DBA and uses their own Social Security number, are you required to complete separate sections on the CTR for Jane Doe and also on Jane Doe dba Jane's Flower Boutique?

Thanks

Return to Top
BSA/AML/CIP/OFAC Forum
#2139618 - 07/26/17 06:49 PM Re: How to file a CTR if a customer is a DBA. Jayhawker
RockChucker, CAMS Offline
Diamond Poster
Joined: Jul 2013
Posts: 1,700
The Country
My understanding is no, you only complete the CTR on Jane Doe but you will want to include Jane's Flower Boutique in the AKA section.
_________________________
A successful man is one who can lay a firm foundation with the bricks others have thrown at him.
-David Brinkley

Return to Top
#2139619 - 07/26/17 06:50 PM Re: How to file a CTR if a customer is a DBA. Jayhawker
Beachbum, CRCM Offline
Gold Star
Joined: Dec 2006
Posts: 499
Knee Deep in Regs
Correct, You would list the DBA in the Alternate name field for Jane Doe
_________________________
What we think, we become.
Buddha

Return to Top
#2139674 - 07/27/17 12:49 PM Re: How to file a CTR if a customer is a DBA. Jayhawker
Elwood P. Dowd Offline
10K Club
Elwood P. Dowd
Joined: Aug 2001
Posts: 21,939
Next to Harvey
Question 26 contains illustrations.
_________________________
In this world you must be oh so smart or oh so pleasant. Well, for years I was smart. I recommend pleasant.

Return to Top

Moderator:  Andy_Z