Skip to content
BOL Conferences
Thread Options Tools
#2184609 - 07/09/18 07:56 PM Core Access
ahkcompliance Offline
Diamond Poster
Joined: Sep 2008
Posts: 2,474
Midwest
I am curious to see if any compliance people have access to their core processor to make any changes related to compliance? For example, do you have access to the new account software so you can go in and updated a TISA disclosure, upload an new disclosure, etc or does your operations person do this?

Return to Top
General Discussion
#2184612 - 07/09/18 07:59 PM Re: Core Access ahkcompliance
Sunshine Lady Offline
Platinum Poster
Sunshine Lady
Joined: Apr 2014
Posts: 673
No, we were written up by our auditors for that, so now our IT department or someone who does have access makes the changes. Same for new account software, those changes are made by our Retail Operation officer.
_________________________
Define Success on your own terms, achieve it by your own rules, and build a life you are proud of. Anne Sweeney

Return to Top
#2184633 - 07/09/18 08:29 PM Re: Core Access ahkcompliance
ahkcompliance Offline
Diamond Poster
Joined: Sep 2008
Posts: 2,474
Midwest
Thanks!

Return to Top
#2184680 - 07/10/18 12:57 PM Re: Core Access ahkcompliance
RR Joker Offline
10K Club
RR Joker
Joined: Nov 2002
Posts: 20,654
The Swamp
I actually administer a huge chunk of our deposit and loan platforms. Unusual, yes...necessary? Yes.
_________________________
My opinion only. Not legal advice.

Say you'll haunt me - Stone Sour

Return to Top
#2184712 - 07/10/18 02:37 PM Re: Core Access ahkcompliance
ahkcompliance Offline
Diamond Poster
Joined: Sep 2008
Posts: 2,474
Midwest
I do administer our loan platform, not connect to our core. I'd like to have admin rights to our new account software (connected to core) so I can update disclosures faster.

Return to Top
#2184765 - 07/10/18 05:01 PM Re: Core Access ahkcompliance
RR Joker Offline
10K Club
RR Joker
Joined: Nov 2002
Posts: 20,654
The Swamp
Ours all interface to our core.
_________________________
My opinion only. Not legal advice.

Say you'll haunt me - Stone Sour

Return to Top