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BSA/AML/CIP/OFAC Forum
Employee Liability under AML/BSA
Thread Options
#2186390
-
07/23/18
01:25 PM
Employee Liability under AML/BSA
rlcarey
10K Club
Joined:
Jul 2001
Posts: 83,363
Galveston, TX
Interesting couple of CMPs:
https://www.occ.gov/static/enforcement-actions/ea2018-060.pdf
https://www.occ.gov/static/enforcement-actions/ea2018-061.pdf
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The opinions expressed here should not be construed to be those of my employer:
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BSA/AML/CIP/OFAC Forum
#2186391
-
07/23/18
01:29 PM
Re: Employee Liability under AML/BSA
rlcarey
ACBbank
Power Poster
Joined:
Jul 2006
Posts: 4,348
New York City
It's very interesting actually. Could this be related to the Rothstein matter?
_________________________
"100 victories in 100 battles isnt the most skillful. Subduing the other's military w/o battle is the most skillful." Sun-Tzu
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#2187870
-
08/02/18
08:22 PM
Re: Employee Liability under AML/BSA
rlcarey
Elwood P. Dowd
10K Club
Joined:
Aug 2001
Posts: 21,939
Next to Harvey
Interesting? Interesting?
Holy fork in the road, Batman!
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In this world you must be oh so smart or oh so pleasant. Well, for years I was smart. I recommend pleasant.
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#2188023
-
08/03/18
07:38 PM
Re: Employee Liability under AML/BSA
rlcarey
McGruff
Gold Star
Joined:
Feb 2004
Posts: 262
Texas
These little horror stories are now Exhibit A in my BSA training for officers and directors.
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