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#2194939 - 10/09/18 03:00 PM Filling out DOEP form
Bec Offline
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Bec
Joined: Jul 2010
Posts: 1,115
The Great White North
Filling out a DOEP form to efile and am wondering how to tackle the "affiliated bank" situation.
By "affiliated bank", do they mean the individual branches?
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#2194940 - 10/09/18 03:04 PM Re: Filling out DOEP form Bec
Adam Witmer Offline
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Joined: Sep 2010
Posts: 2,658
No. They are referencing different banks within the same holding company.

"Item 19--Affiliated banks. A parent bank holding company or one of its bank subsidiaries may make the designation of exempt person on behalf of all bank subsidiaries of the holding company so long as the designation lists each bank subsidiary that will treat the customer as an exempt person. If you are making such a designation, check the box in item 19. List the name and address of each bank subsidiary by completing Part III of an additional Designation of Exempt Person form for each bank subsidiary. Complete the additional forms by entering the bank’s name and address in Items 12 through 18, and copy the information from Part IV, items 21 through 24 of your Designation of Exempt Person form onto each additional form. Submit the additional forms by attaching them to your Designation of Exempt Person form. The database will accept up to a total of 20 entries."
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All statements are my opinion, not those of my employer, and should not be taken as legal advice.
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#2194984 - 10/09/18 05:46 PM Re: Filling out DOEP form Bec
Bec Offline
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Bec
Joined: Jul 2010
Posts: 1,115
The Great White North
Thank you so much!
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