You might also note that, at least at the time the Notice of Intent was issued, the two men were still the CEO and EVP, substantial owners and board members of the bank they used the information for (they are still listed in those positions on the bank's website today). I just shook my head in disbelief when I read that Notice. I can't understand how they could think they wouldn't get caught and sued! I wonder what the local newspapers have had to say about this fiasco.
Their current bank reports $28M in assets and 7 employees at one office.
Last edited by John Burnett; 12/14/18 09:04 PM.
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John S. Burnett
BankersOnline.com
Fighting for Compliance since 1976
Bankers' Threads User #8