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#2210796 - 04/10/19 06:46 PM Remote Deposit Capture Risk Assessment
auditor42 Offline
Junior Member
Joined: Jul 2013
Posts: 30
Our bank does not currently offer Remote Deposit Capture but it is something we are planning to implement soon. Who should be responsible for doing the risk assessment for this? I am curious what other banks do and who's responsibility this would fall under.

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#2210899 - 04/11/19 06:03 PM Re: Remote Deposit Capture Risk Assessment auditor42
bcompliance Offline
Diamond Poster
Joined: Sep 2014
Posts: 1,245
That depends on the size of your bank and how the compliance and risk management functions are structured. At current bank, it would most likely be the risk officer or product manager. At prior bank, it was me because we were 250 million in assets and I wore a lot of hats.

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#2210950 - 04/12/19 12:16 PM Re: Remote Deposit Capture Risk Assessment auditor42
osucpa Offline
Diamond Poster
Joined: May 2011
Posts: 1,402
I don't believe this is audits responsibility. Remote Deposit Capture is a product and/or service the Bank offers. The Bank should be doing a risk analysis of this. It might sit in an electronic banking risk assessment or somewhere else.

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