I understand that a Phase I exemption involves publicly traded companies and I have done research on these threads which pointed me to the SEC's EDGAR company search. So, for example, say Family Dollar Stores, Inc is listed on the EDGAR website. Also listed is our customer Family Dollar Stores of the Moon, Inc. This company is also listed on the EDGAR website. Am I able to confidently say that our customer, Family Dollar Stores of the Moon Inc is a publicly traded company as a subsidiary of Family Dollar Stores, Inc and therefore Phase I exempt? I notice that our customer has the same state of incorporation as the Family Dollar Stores Inc.
Just want to be sure. Thanks!
_________________________
Go Packers