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#2244454 - 10/22/20 12:55 PM Executive Guide to Compliance Regulations Booklet
Soccer Offline
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Joined: Jan 2010
Posts: 994
Utopia
Would anyone know if the booklet in my title is ever going to be available again?
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#2244552 - 10/23/20 07:02 PM Re: Executive Guide to Compliance Regulations Booklet Soccer
DeeQ Offline
10K Club
DeeQ
Joined: Dec 2002
Posts: 40,743
Turnpike Exit 10
For my BOD, I took this list and wrote a brief descriptive paragraph about each one, then added a column as to which are it impacted:

CFPB Regulations
Part 1002 - Equal Credit Opportunity Act (Regulation B)
Part 1003 - Home Mortgage Disclosure (Regulation C)
Part 1004 - Alternative Mortgage Transactions Parity (Regulation D)
Part 1005 - Electronic Fund Transfers (Regulation E)
Part 1006 - Fair Debt Collection Practices Act (Regulation F)
Part 1007 - S.A.F.E. Mortgage Licensing Act - Federal Registration of Residential Mortgage Loan Originators (Regulation G)
Part 1013 - Consumer Leasing (Regulation M)
Part 1014 - Mortgage Acts and Practices–Advertising (Regulation N)
Part 1015 - Mortgage Assistance Relief Services (Regulation O)
Part 1016 - Privacy of Consumer Financial Information (Regulation P)
Part 1022 - Fair Credit Reporting (Regulation V)
Part 1024 - Real Estate Settlement Procedures Act (RESPA) (Regulation X)
Part 1026 - Truth in Lending (Regulation Z)
Part 1030 - Truth in Savings (Regulation DD)
Part 1041 - Payday, Vehicle Title, and Certain High-Cost Installment Loans
FRB Regulations
Regulation A - Extensions of Credit by Federal Reserve Banks
Regulation D - Reserve Requirements of Depository Institutions
Regulation F - Limitations on Interbank Liabilities
Regulation G - Disclosure and Reporting of CRA-Related Agreements
Regulation H - Membership of State Banking Institutions in The Federal Reserve System
Regulation I - Issue and Cancellation of Capital Stock of Federal Reserve Banks
Regulation J - Check Collection and Funds Transfer
Regulation K - International Banking Operations
Regulation L - Management Official Interlocks
Regulation N - Relationships With Foreign Banks and Bankers
Regulation O - Loans by Member Banks to Their Executive Officers, Directors, and Principal Shareholders
Regulation R - Exceptions for Banks from the Definition of Broker in the Securities Exchange Act of 1934
Regulation S - Reimbursement for Providing Financial Records; Recordkeeping Requirements for Certain Financial Records
Regulation T - Credit by Brokers and Dealers
Regulation U - Credit by Banks and Persons other than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock
Regulation V - Fair Credit Reporting
Regulation W - Transactions between Member Banks and their Affiliates
Regulation X - Borrowers of Securities Credit
Regulation Y - Bank Holding Companies and Change in Bank Control
Regulation AA - Unfair or Deceptive Acts or Practices
Regulation BB - Community Reinvestment
Regulation CC - Availability of Funds and Collection of Checks
Regulation FF - Obtaining and Using Medical Information in Connection with Credit
Regulation GG - Prohibition on Funding of Unlawful Internet Gambling
Regulation II - Debit Card Interchange Fees and Routing
Regulation MM - Mutual Holding Companies
Regulation NN - Retail Foreign Exchange Transactions
FDIC Regulations
Advertisement of Membership 12 C.F.R. Part 328
Deposit Insurance Coverage 12 C.F.R. Part 330
FinCEN Regulations
Part 1010 - General Provisions
Part 1020 - Rules for Banks
Part 1060 - Provisions Relating to the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010
Other / Misc Regulations
ESIGN - Electronic Signatures in Global and National Commerce Act
FCRA - Fair Credit Reporting Act [15 U.S.C. 1681 et seq.]
Garnishment of Accounts Containing Federal Benefit Payments
Limitations on Terms of Consumer Credit Extended to Service Members and Dependents (under Military Lending Act)
RFPA - Right to Financial Privacy
Servicemembers Civil Relief Act [50 USC 3901 et seq]
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Get your facts first, then you can distort them as you please. - Mark Twain

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#2244553 - 10/23/20 07:03 PM Re: Executive Guide to Compliance Regulations Booklet Soccer
DeeQ Offline
10K Club
DeeQ
Joined: Dec 2002
Posts: 40,743
Turnpike Exit 10
*area
_________________________
Get your facts first, then you can distort them as you please. - Mark Twain

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