Good morning,
I haven't seen anything specific from the OCC either, but in the wake of several banks falling short on identifying misconduct by their employees, I'm trying to locate reference guidance from regulators (already have Financial Conduct Authority and Federal Reserve guidance) to build a program. Most banks leverage their Code of Conduct, Conflict of Interest and/or Ethics policies to govern conduct (i.e. sales practices, fraud, etc.) while I'm trying to make an umbrella policy which incorporates all of those into a Conduct Risk Program.
Thanks,
SLODWatch1