Hi,
Potentially dumb question. What regulations are considered compliance regulations? Aren't they all? FDIC compliance exam and I was instructed to submit all compliance audits and workpapers. Not sure what all that includes but to me I would think it's all the reg audits.
HELP

Hello,

When I have received these in the past I submit the 'Lettered' regulatory audits performed (i.e. Reg B, Reg C, Reg CC, etc.). BSA is generally reviewed separately along with additional audits (Reg O comes to mind).

I hope that helps.

Refer to their compliance examination procedures and the areas covered: https://www.fdic.gov/resources/supe...compliance-examination-manual/index.html

If you are unsure of something - pick up the phone and call the EIC

That is very helpful Skittles, thank you so much. Randy, the link you attached says page not found. Thank you both

Try this one FDIC Compliance Exam Manual

Amazing, thank you